Trust-First Blueprint for CLM and KYC/AML Intelligence

UK wealth managers operate under a microscope. Regulatory scrutiny has intensified, with the FCA imposing nearly £53 million in AML penalties during 2024, more than double the previous year, sending a clear signal across the sector.

Meanwhile, client confidence remains fragile. More than half of investors switched advisors in 2023, often citing trust and transparency gaps.

This white paper lays out a clear, actionable playbook to help UK wealth management firms strengthen AML/KYC frameworks while rebuilding client confidence. It provides a practical roadmap, decision checklist, and execution guidance that helps firms convert compliance into a visible trust marker, lowering regulatory exposure, improving retention, and creating a stronger foundation for sustainable growth.

What’s Inside?

1. The Trust Imperative in UK Wealth Management

2. Map Your Client Lifecycle and Risk Points

3. Embed Automation in High-Risk Processes

4. Integrate Real-Time Intelligence

5. Strengthen Client Relationships through Transparency

6. Continuous Monitoring and Feedback Loops

7. Governance and Accountability

8. Stakeholder Alignment & Buy-In Framework for Platform Success

9. Future-Proofing for 2025–2027 Regulations

10. Quick-Check Maturity Assessment